ANTHONY FIELDS & ASSOCS PC Professional Service Corporation License verification

ANTHONY FIELDS & ASSOCS PC

Business Entity

NOT RENEWED

License Type

Professional Service Corporation

Description

REGISTERED PROFESSIONAL SERVICE CORPORATION

License Number

060005485

License Status

NOT RENEWED

Business

Business Name

ANTHONY FIELDS & ASSOCS PC

Original Issue Date

10/24/1991

Effective Date

10/24/1991

Expiration Date

01/01/1993

City

CHICAGO

State

Zip

60604

County

COOK

Ever Disciplined

LastModifiedDate

01/12/2016

Case Number

2015005746

Action

Refuse To Renew

Discipline Start Date

01/06/2016

Discipline Reason

as a result of a 2/20/2015 SEC sanction which revoked the investment advisor registration, related to several violations of the Securities Act related to improper offering of financial investment service accountancy activities by Anthony Fields, the founder, president, chief compliance officer of Anthony Fields & Associates, Inc.